-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MS++W13PrxpzAzQFlqHn1eyvA66I6wJP1OOqic4hJeR5ogTWcPSg+4oGGi7S6zDn M95AeNN5UMHgJFA2jXBGiA== 0001056379-98-000003.txt : 19980306 0001056379-98-000003.hdr.sgml : 19980306 ACCESSION NUMBER: 0001056379-98-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980305 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROGUE WAVE SOFTWARE INC /OR/ CENTRAL INDEX KEY: 0001023184 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 931064214 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49409 FILM NUMBER: 98558135 BUSINESS ADDRESS: STREET 1: 850 SW 35TH ST CITY: CORVALLIS STATE: OR ZIP: 97333 BUSINESS PHONE: 5417543010 MAIL ADDRESS: STREET 1: ROGUE WAVE SOFTWARE INC STREET 2: 850 SW 35TH ST CITY: CORVALLIS STATE: OR ZIP: 97333 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BUINEVICIUS ARIS ANTANAS CENTRAL INDEX KEY: 0001056377 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3000 AERIAL CTR STREET 2: STE 110 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 9194610671 MAIL ADDRESS: STREET 1: 3000 AERIAL CTR STREET 2: STE 110 CITY: MORRISVILLE STATE: NC ZIP: 27560 SC 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. _______) UNDER THE SECURITIES EXCHANGE ACT OF 1934 ROGUE WAVE SOFTWARE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 775369 10 1 - -------------------------------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 775369 10 1 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons (entities only) Aris Antanas Buinevicius - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - -------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power 550,615 Beneficially Owned (6) Shared Voting Power -0- by Each Reporting (7) Sole Dispositive Power 550,615 Person With (8) Shared Dispositive Power -0- - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 550,615 - -------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) /___/ - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 6.5% - -------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Page 2 - -------------------------------------------------------------------------------- ITEM 1(a) Name of Issuer: Rogue Wave Software, Inc. ("Issuer") - -------------------------------------------------------------------------------- ITEM 1(b) Address of Issuer's Principal Executive Offices: 850 S.W. 35th Street, Corvallis, OR 97333 - -------------------------------------------------------------------------------- ITEM 2(a) Name of Person(s) Filing: Aris Antanas Buinevicius - -------------------------------------------------------------------------------- ITEM 2(b) Address of Principal Business Office or, if none, Residence: 9001 Aerial Center, Suite 110, Morrisville, NC 27560 - -------------------------------------------------------------------------------- ITEM 2(c) Citizenship: United States - -------------------------------------------------------------------------------- ITEM 2(d) Title of Class of Securities: Common Stock - -------------------------------------------------------------------------------- ITEM 2(e) CUSIP Number: 775369 10 1 - -------------------------------------------------------------------------------- Page 3 - -------------------------------------------------------------------------------- ITEM 3 Not Applicable - -------------------------------------------------------------------------------- ITEM 4 Ownership (a) Amount Beneficially Owned: 550,615 (b) Percent of Class: 6.5% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 550,615 (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: 550,615 (iv) shared power to dispose or to direct the disposition of: -0- - -------------------------------------------------------------------------------- ITEM 5 Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / / - -------------------------------------------------------------------------------- ITEM 6 Ownership Of More Than Five Percent On Behalf Of Another Person Not Applicable. - -------------------------------------------------------------------------------- ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not Applicable. - -------------------------------------------------------------------------------- ITEM 8 Identification and Classification of Members of the Group Not Applicable. - -------------------------------------------------------------------------------- ITEM 9 Notice of Dissolution of Group Not Applicable. - -------------------------------------------------------------------------------- Page 4 - -------------------------------------------------------------------------------- ITEM 10 Certification Not Applicable. - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 27, 1998 Date Aris Antanas Buinevicius ----------------------- Signature Aris Antanas Buinevicius Name/Title Page 5 -----END PRIVACY-ENHANCED MESSAGE-----